FCOFair Conduct Office
DisclosureWhere serious regulatory risk is identified, the Fair Conduct Office may refer findings to the appropriate regulatory authority in accordance with its responsible disclosure policy.

Check whether your business
meets its regulatory obligations.

Most UK businesses in regulated sectors have compliance obligations they are not fully meeting. The Fair Conduct Office conducts independent reviews against the frameworks that apply to your sector and identifies where those obligations are not being met.

Request a risk assessment
What we do

Compliance risk identification and remediation

We review your business against the regulations that apply to your sector. Where we find gaps, we document them, score them by severity, and provide a structured path to close them.

Risk Snapshot

Complimentary

A preliminary review of your most visible compliance exposures. Regulations cited. Severity indicated.

Full Risk Assessment

Engagement

Comprehensive gap analysis across all applicable regulatory frameworks. Every finding scored, cited, and evidenced.

Remediation Plan

Engagement

Prioritised action plan with policy templates and implementation timelines. From identified gaps to documented compliance.

Who we help

UK businesses in regulated sectors

Estate Agencies & Lettings

MLR 2017, PRS Act, CPRs, GDPR

IFAs & Wealth Management

FCA SYSC, COBS, SM&CR, Consumer Duty

Recruitment Agencies

Employment Agency Act, GDPR, IR35, AWR

Dental & Aesthetic Clinics

CQC, GDPR, ASA CAP Code, IRMER

E-commerce & DTC Brands

Consumer Rights Act, CPRs, PECR, GDPR

Accountancy Practices

MLR 2017, GDPR, OPBAS

!

Regulatory enforcement has intensified.

The Digital Markets, Competition and Consumers Act 2024 introduced personal liability for directors. The FCA, ICO, HMRC, and CMA are all increasing enforcement activity. Non-compliance carries material consequences.

How it works

Process

  1. 1

    We research your business

    An independent review of your publicly available information against the regulatory frameworks applicable to your sector.

  2. 2

    We present our findings

    You receive a risk snapshot summarising the most significant gaps identified, with the relevant regulations cited.

  3. 3

    You decide what happens next

    Full assessment, remediation plan, or take our findings to your own solicitor. The choice is yours.

Responsible disclosure. Where we identify gaps posing serious and ongoing risk of material consumer harm, we may report findings to the appropriate regulatory body.

Contact

Get in touch

To request a risk assessment or discuss how we can help your business, contact us directly.

remediation@fairconductoffice.co.uk

Include your company name and a brief description of what you need. We will respond within two working days.

Report

Report a company

If you believe a UK business is operating in breach of its regulatory obligations, you can report it to us anonymously.

All reports are treated in confidence. You are not required to identify yourself.